SEC Counsel for AMEX Filing

Job ID: 40362651

Budget: $50 – $0 USD

I need an experienced U.S. securities attorney to take my company through a fresh listing application with the NYSE American (AMEX). We are already a fully-reporting issuer and have completed three Regulation A+ IPOs, so the corporate records, audited financials, and governance policies are all in place. Earlier we opened an application with Nasdaq but chose to withdraw before the review was complete; the feedback received will be shared so you can anticipate and pre-empt similar comments from AMEX staff.

Your role is to:

• Review our existing filings and corporate documentation for AMEX compliance
• Draft and file the complete listing application package, including any required supplemental disclosures and opinion letters
• Liaise directly with AMEX examiners and the SEC, manage comment rounds, and guide us to the approval vote
• Provide ongoing advice on any rule 10A-3, corporate governance, or Reg A+ crossover issues that may arise until the first day of trading

Please outline your relevant AMEX or other U.S. exchange experience, typical timelines, and any specific document checklist you will require from us so we can get started immediately.