Finalise SFC BRMQ with Compliance Expert
Budget: $250 – $750 USD
Project: Review & Finalisation of SFC Business & Risk Management Questionnaire (BRMQ)
Overview
I require an experienced compliance professional with Hong Kong SFC regulatory expertise to review and finalise my firm’s Business & Risk Management Questionnaire (BRMQ) prior to submission. Draft responses and supporting financial figures are already prepared; the task is focused on regulatory alignment, clarity, and completeness rather than initial drafting.
Scope of Work
Conduct a structured review of all BRMQ sections via shared document and/or short coordination calls.
Identify gaps, inconsistencies, or areas lacking sufficient regulatory detail.
Rewrite or refine responses to ensure professional compliance language and alignment with current SFC expectations.
Cross-check all numerical disclosures against the latest management accounts and supporting financial data.
Review and strengthen descriptions of:
Internal controls
Risk management frameworks
Governance structure
Operational procedures
Ensure consistency with current SFC guidance and relevant Financial Resources Rules (FRR), where applicable.
Deliverables
Clean, fully completed BRMQ file ready for submission.
Marked-up version or change log showing key revisions.
Brief summary note outlining assumptions, outstanding queries, or areas requiring management confirmation.
Required Experience
Demonstrated experience with Hong Kong SFC regulatory filings.
Prior completion or review of BRMQ and/or FRR submissions.
Strong regulatory drafting and compliance review background within licensed corporations or consulting firms.
Overview
I require an experienced compliance professional with Hong Kong SFC regulatory expertise to review and finalise my firm’s Business & Risk Management Questionnaire (BRMQ) prior to submission. Draft responses and supporting financial figures are already prepared; the task is focused on regulatory alignment, clarity, and completeness rather than initial drafting.
Scope of Work
Conduct a structured review of all BRMQ sections via shared document and/or short coordination calls.
Identify gaps, inconsistencies, or areas lacking sufficient regulatory detail.
Rewrite or refine responses to ensure professional compliance language and alignment with current SFC expectations.
Cross-check all numerical disclosures against the latest management accounts and supporting financial data.
Review and strengthen descriptions of:
Internal controls
Risk management frameworks
Governance structure
Operational procedures
Ensure consistency with current SFC guidance and relevant Financial Resources Rules (FRR), where applicable.
Deliverables
Clean, fully completed BRMQ file ready for submission.
Marked-up version or change log showing key revisions.
Brief summary note outlining assumptions, outstanding queries, or areas requiring management confirmation.
Required Experience
Demonstrated experience with Hong Kong SFC regulatory filings.
Prior completion or review of BRMQ and/or FRR submissions.
Strong regulatory drafting and compliance review background within licensed corporations or consulting firms.