US Attorney Required - Short letter on CBOE Regulation
Budget: $250 – $750 USD
I am the sole owner of a company which also has a trading account for investments (stocks and options). I am closing the company and transferring the securities (i.e. stocks and options from publicly traded companies) from my corporation trading account to my personal trading account.
The broker (Interactive Brokers) has requested the following:
"Compliance cannot allow the transfer of the Options positions due to regulatory issues. The account registrations must match exactly in order to allow them to be transferred. If you would like us to CONSIDER transferring these positions, you will need to obtain a letter from a reputable U.S. attorney opining on the implications of the transfer as related to CBOE rule 6.7(a)."
I just need a US attorney to write a letter that I can present to the broker and get the transfer done.
The broker (Interactive Brokers) has requested the following:
"Compliance cannot allow the transfer of the Options positions due to regulatory issues. The account registrations must match exactly in order to allow them to be transferred. If you would like us to CONSIDER transferring these positions, you will need to obtain a letter from a reputable U.S. attorney opining on the implications of the transfer as related to CBOE rule 6.7(a)."
I just need a US attorney to write a letter that I can present to the broker and get the transfer done.